[Paleopsych] The New Atlantis: Charles T. Rubin: Daedalus and Icarus Revisited
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Charles T. Rubin: Daedalus and Icarus Revisited
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The New Atlantis, Number 8, Spring 2005, pp. 73-91.
Doubts about the goodness of scientific and technological progress
are hardly new, and fears about the dangers of human knowledge existed
long before it became plausible to worry that the fate of the entire
world might be in peril. The physicist Freeman Dyson offers one
commonand very modernway of describing our predicament: Progress of
science is destined to bring enormous confusion and misery to mankind
unless it is accompanied by progress in ethics. In other words, we
need some novel ethic to match our technological ingenuity. But
progress in ethics might also mean what Abraham Lincoln had in mind
when describing the principles of the Declaration of Independence as a
standard maxim for free society ... constantly looked to, constantly
labored for, and even though never perfectly attained, constantly
approximated. Dysons idea suggests new ideals replacing old ones as
history moves technologically forward; Lincolns idea suggests more
permanent human aspirations that serve as the measure of different
ages. Either meaning poses very serious challenges. Genuinely novel
ethics are not always genuine improvements, while many anciently
articulated ethical goals remain elusive.
The ambiguity in the meaning of moral progress is at the heart of a
1923 debate between biochemist J. B. S. Haldane and logician Bertrand
Russell, two of the greatest and most argumentative public
intellectuals of twentieth-century Britain. Haldane, who would go on
to an extremely distinguished career as a biochemist and geneticist,
spoke under the auspices of the Cambridge Heretics discussion club.
Russell, already a famous philosopher, answered him as part of a
speakers series sponsored by the Fabian Society under the general
title, Is Civilization Decaying? The published version of Haldanes
remarks created no little controversy; even Albert Einstein had a copy
in his library. There is also little question that Haldanes work
influenced two of the greatest British critics of scientific and
technological progress: Julian Huxley and C. S. Lewis.
The titles of the essays, Haldane using Daedalus and Russell Icarus,
support the common idea that Haldane writes as an advocate of progress
and Russell as a skeptic. While this view is understandable, it is
hardly exhaustive. Haldane freely highlights horrible possibilities
for the future, and he is quite blunt about the socially problematic
character of scientific research and scientists. Russell, on the other
hand, can imagine circumstances (albeit unlikely ones) where the power
of science could be ethically or socially constrained. The real
argument is about the meaning of and prospects for moral progress, a
debate as relevant today as it was then. Haldane believed that
morality must (and will) adapt to novel material conditions of life by
developing novel ideals. Russell feared for the future because he
doubted the ability of human beings to generate sufficient kindliness
to employ the great powers unleashed by modern science to socially
good ends.
Both authors explore the problem of relating moral and technological
progress with sufficient depth that we would benefit by reexamining
this debate with a view to our own time. But the manner in which they
frame the problem stands in the way of articulating a clear moral goal
that might serve as progresss purpose and judge. With serious ethical
discussion thus sidelined, technological change itself becomes the
fundamental imperative, despite the reasonable doubts both Haldane and
Russell have concerning its ultimate consequences. And while Haldane
is more loath to acknowledge it than Russell, the net result of their
debate is a tragic view of mankinds future, marked by an
irreconcilable and destructive mismatch between our aspiration to
understand nature and the power we gain from that knowledge.
In the Image of Science
Haldane begins Daedalus with a directness that does not characterize
most of the essay that follows. Drawing on scenes of destruction from
World War I and from casual discussion of the possible reasons for
exploding stars, he asks whether the progress of science will
culminate in the complete destruction of humanity or in the reduction
of human life to an appendage of machines. Perhaps a survey of the
present trend of science may throw some light on these questions. It
is already revealing that Haldane gives this kind of scientific
projection such a privileged place, for it suggests that in his mind
the primary question behind the destruction of mankind is simply
whether science will gain the power to accomplish it. If the central
issue of our future is the power to destroy ourselves, then the most
obvious way of avoiding that risk is preventing mankind from gaining
that power in the first place. Yet Haldane sees no realistic chance of
stopping the progress of science. He argues that believing in the
future might strangely require a willingness to see all that we know
destroyed and replaced. Even if we can avert apocalyptic disaster, we
will remake ourselves in unrecognizable ways.
Haldane believes that biology is likely to become the center of
scientific interest in the future, and this is where the bulk of his
essay is focused. But he digresses to discuss the situation in
physics, which is in a state of profound suspense ... primarily due to
Einstein, the greatest Jew since Jesus. Avoiding an inevitably
technical discussion of physical theory, he decides instead to
speculate on the practical consequences of Einsteins discovery. In so
doing, he provides a preview of the logic that will inform his entire
essay. Einstein heralds the end of the era of Newtonian physics, whose
concomitant working metaphysic was materialism. This scientific
revolution means the coming of a new metaphysical and moral order, and
Haldane predicts that Einsteins work will bring with it a triumph of
Kantian idealism (although he admits that he does not know exactly
what this change will mean in practice). He projects further that some
centuries hence physiology will invade and destroy mathematical
physics. Overall, we are working towards a condition when any two
persons on earth will be able to be completely present to one another
in not more than 1/24 of a second.... Developments in this direction
are tending to bring mankind more and more together, to render life
more and more complex, artificial and rich in possibilitiesto increase
indefinitely mans powers for good and evil.
This statement is an answer of sorts to the original question: Will
man survive, and what will he be like? Haldanes answer hardly seems
like much of an advance over where the essay began: Self-destruction,
he suggests, is a genuine possibility as we increase indefinitely mans
powers for good and evil. But in fact, Haldane has laid out two
crucial elements of his larger argument. First, there is the implicit
definition of progress: bringing mankind closer together, increased
complexity, artificiality, and open-endedness. We will see how this
view culminates in his picture of a united humanity working to
transcend itself, and in his turn to evolution as a form of salvation.
Second, as Haldane understands the world, scientific discovery brings
with it a horizon of belief that sets the parameters of daily life.
While Haldane will speak of labor and capital as our masters, his
essay attempts to show how it is really the scientists, the Daedaluses
of the world, who discover new ways of seeing and doing, and at a far
deeper level are in control. This point is reiterated in yet another
digression on the decay of certain arts, which Haldane describes as a
consequence of artists not understanding the scientific and industrial
order in which they live. This view of sciences role in setting the
agenda for human life has crucial consequences for the ethical
question that is supposed to be the motive force behind the essay. If
science shapes the parameters of human aspiration and human virtue,
then morality is simply an effort to respond to mans ever-increasing
and ever-changing power over nature. We judge ourselves in the image
of science, not science in the image of some transcendent idea of the
human good.
The Malleability of Morals
When the main topic of the essayadvances in biologyis taken up, the
subject is again introduced with a digression. To foretell the impact
of future development in biology, Haldane looks at four biological
inventions of the past to see the nature of their consequences. Three
inventions are stated directly: domestication of animals,
domestication of plants, and production of alcohol. A fourth is only
hinted at, involving an unspecified invention that focused male sexual
attention on the female face and breasts rather than buttocks. Haldane
also mentions the invention of bactericide and birth control.
These biological inventions have two common characteristics. First,
they have had a profound emotional and ethical effect on human life.
Second, the biological invention tends to begin as a perversion and
end as a ritual supported by unquestioned beliefs and prejudices.
Haldane asks us to consider the radical indecency that milk drinking
introduces into our relationship to the cow, or the process of
corruption which yields our wine and beer. Any innovator who would
suggest such disgusting things would clearly at first be considered
outside the bounds of civilization. But civilization adjusts. In a
typical bit of satire, Haldane wonders what strange god will have the
hardihood to adopt Charles Bradlaugh and Annie Besant, tireless
workers for birth control and other secular causes of the nineteenth
century.
Haldane takes the figure of Daedalus as instructive about the changing
status of beliefs. Daedalus had no care for the gods, and the gods
failed to punish him even for so monstrous an act as breeding a woman
with a bull. He was the first to demonstrate that the scientific
worker is not concerned with gods, and thus he exposed himself to the
universal and agelong reprobation of humanitywith the exception of
Socrates, who was proud to claim him as an ancestor. The point here is
ambiguous. If there is ongoing disapproval of Daedalus, then Haldanes
case that mankind adjusts its ideals to its technologies seems
questionable. Yet insofar as the West is heir to Socratic rationalism,
it is somehow also heir to Daedalus.
Haldane tries to clarify his argument that yesterdays perversions
become todays unquestioned beliefs by presenting the bulk of his
projections about biology in the form of an essay from 150 years
hence, written by a rather stupid undergraduate reviewing the progress
made in this period. The student presents the most remarkable
achievementsa global food glut, the transformation of the color of the
ocean to purple due to the same microorganism that created the food
glut, the elimination of deserts, ectogenic children, and genetic
engineeringin a deeply matter of fact and unreflective way. This is
his world, and while intellectually he understands it has not always
been so, he is reasonably content with the way things are. Haldane
follows this mock essay with his own speculations on birth control,
eugenics, behavior control, the abolition of disease and old age, and
the transformation of death into a physiological event like sleep,
shorn of its emotional terrors.
In arguing that we adjust our ethics to our inventions, Haldane
exploits two truths about human life: over time, many ideas of right
and wrong do change in response to changed circumstances, and most
people do have a fairly thoughtless understanding of the sources of
the ideas of right and wrong that inform their moral horizons. But
Haldane draws too much from these observations, because he fails to
connect them in any way. He neglects to think about the possibility
that greater reflection on moral principles might lead to less
malleability. Socrates, after all, proceeded in his investigations by
holding open the possibility that opinion could be distinguished from
truth, even in moral matters.
For his most ancient examples, the truth of the ethical transformation
Haldane describes is so shrouded in myth and mystery that we cannot
say anything with certainty. Haldane does not even attempt to produce
evidence of a period of revulsion concerning milk, alcohol, or the
female face. He is on more solid ground with the cases of sanitation
and birth control. But the growing acceptance of both, in the face of
what Haldane would see as mere traditionally minded opposition, tells
us nothing in and of itself. We would need to examine, for example,
whether opposition to cleanliness was any more or less defensible in
its moral claims than opposition to birth control. Since Haldane does
not find it necessary to reflect on this point, he leaves himself open
to the charge of holding an unreflective and dogmatic belief in
ethical relativism, which from the start transforms all moral claims
into cultural prejudices. Indeed, when Haldane speaks in his own voice
about what the future holds, he notes that I am Victorian enough in my
sympathies to hope that after all family life, for example, may be
spared, even as it becomes unnecessary for women to bear children. His
only imaginable response to the abolition of the family is rooted in
emotions trained by the mores of a particular time and place.
At this point in the essay, it appears that Haldane can provide no
assurances that scientific progress will not lead to our demise. In
fact, that demise might be brought on by the way changes wrought by
science create new moral desideratanew norms that adjust our
expectations to things that we once saw as evil, blinding us to a
self-destructive course. And even if science does not lead to our
demise, a man of the past looking into the future is unlikely to see
what he would call progress strictly speaking; he is likely instead to
see horrifying change and a generation that complacently accepts
indecency.
This part of Haldanes essay culminates with the observation that the
conservative has but little to fear from the man whose reason is the
servant of his passion, but let him beware of him in whom reason has
become the greatest and most terrible of the passions. These are the
wreckers of outworn empires and civilizations, doubters,
disintegrators, deicides. This free-spirited view of human affairs
might be tolerable if one were confident that something better would
be built on the wreckage of the old. But on Haldanes own
understanding, as presented so far, no such claim can withstand the
fierce gaze of the reasonable man. So it may come as no surprise that
Haldane tries to shift somewhat the ground of his argument.
Might Makes Right
This shift begins with Haldanes argument that science should be seen
from three points of view: First, it is the free activity of mans
divine faculties of reason and imagination. Second, it is the answer
of the few to the demands of the many for wealth, comfort and victory.
Haldane legitimately reminds us of the bargain on which modern natural
science rests, which allows the free activity of science for the sake
of the benefits it produces. (Of course, if those benefits are
inherently double-edged, one might reconsider the terms of the
original bargain.) Third, science is mans gradual conquest, first of
space and time, then of matter as such, then of his own body and those
of other living beings, and finally the subjugation of the dark and
evil elements of his own soul. These conquests, Haldane acknowledges,
will never be complete but they will be progressive. And the question
of what he [mankind] will do with these powers is essentially a
question for religion and aesthetic.
This last point is breathtaking, as Haldane seems to understand. For
what are the dark and evil aspects of the soul that require conquest?
Not, apparently, the passion of unadulterated reason; not the urge to
destroy civilizations or commit deicide; not the urge to murder a
rival or satisfy a monstrous lust. Not, alas, if Daedalus is to remain
a model to be admired. And how do religion and aesthetic suddenly rise
to such a prominent place in shaping mans fate, or is their impotence
in the face of scientific advance precisely the point? For Haldane
acknowledges that the scientific powers now being given to mankind are
like giving a baby a box of matches; we seem to possess the power of
gods and the wisdom of infants. How can we expect this all to turn out
well? In what sense can we call the conquest of nature and of the
human soul progressive?
Haldanes hope is that the tendency of applied science is to magnify
injustices until they become too intolerable to be borne, and the
average man whom all the prophets and poets could not move, turns at
last and extinguishes the evil at its source. But with the impotence
of religion and aesthetic already confirmed, we are left to wonder
what Haldane means by injustice, or by what standard evil will be
recognized and judged. To clarify what he means, Haldane offers the
example of war. By making mankind more powerful, science has created
the reductio ad absurdum of modern warfare, and thus created the
circumstances that make world government more possible, since it is
the only vehicle that might stop apocalyptic self-destruction. (He
wrote this essay, remember, in the wake of what was then historys
bloodiest war and at a time when the League of Nations still seemed to
hold promise.) As Haldane puts it: Moral progress is so difficult that
I think any developments are to be welcomed which present it as the
naked alternative to destruction, no matter how horrible may be the
stimulus which is necessary before man will take the moral step in
question. Our moral future thus depends on flirting with the
technological brink, which we seem destined to do whether we like it
or not.
Haldane seems to believe that science first pushes society to become
more just according to the local standard of justice (the scientific
worker is brought up with the moral values of his neighbors). But then
science, by increasing our power and changing our circumstances, helps
to destroy that standard (an alteration of the scale of human power
will render actions bad which were formerly good). So at the very
moment that society is forced to become more just, it is on the way to
becoming more outworn. When Haldane concludes that the prospect for
humanity is hopeful if mankind can adjust its morality to its powers,
he means that progress can only in the most limited sense be seen as
the achievement of what was ineffectively advocated by prophets and
poets. His effort to soften his teaching on sciences power of moral
destruction fails; progress is not the realization of old ideals but
the necessary birth of new ones. It is just because even the least
dogmatic of religions tends to associate itself with some kind of
unalterable moral tradition, that there can be no truce between
science and religion.
Haldane eventually returns to what is central in his essay: the
influence of the man for whom reason has become the greatest and most
terrible of the passions. The essay concludes with a poetic evocation
of the lonely figure of Daedalus, conscious and proud of his ghastly
mission, Singing my song of deicides. From this point of view, moral
progress would mean adopting the view that mythology and morals are
provisional or situationalwith Daedalus creating the situations. In
effect, Haldane transforms might makes right into the hallmark of
moral progressan odd but deeply telling conclusion for an essay that
has come to be seen as an optimistic assessment of the future of
science.
Why does Haldane fail to appreciate this result? One reason is clearly
his romantic image of the scientist as a crusader for truth without
regard to consequences, and another reason is the need to free the
scientist to work unmolested despite all the acknowledged problematic
consequences of doing so. But more deeply, this moral concession to
scientific might is perhaps obscured for Haldane by his understanding
of the evolving character of scientific powerthat is, by his idea of
the gradual conquest, first of space and time, then of matter as such,
then of his own body and other living beings, and finally the
subjugation of the dark and evil elements of his own soul. Part of
what Haldane has in mind by this growing, but always incomplete,
process of conquest is evident both in his look backward at past
discoveries and his look forward at future possibilities. By looking
to both past and future, he is attempting to overcome our prosaic
acceptance of current abilities, to highlight how remarkable they
would look from the perspective of the past, and how we might be
similarly impressed (or naïvely horrified) by what the future will
make possible. He wants us to be awed by what human beings can achieve
through our divine faculties of reason and imagination, and so to
believe in the self-transcending possibility of self-directed
evolution. By realizing the temporary character and utter foreignness
of the human past, we might put our faith in a post-human future.
Inventing the Future
This post-human project comes out even more clearly in Haldanes story,
The Last Judgment, where he attempts to look forty million years into
the future of mankind. In this vision of the future, mans use of tidal
power changes the orbit of the moon, drawing it close enough to be
destroyed and to destroy all life on Earth. In the meantime, mankind
makes multiple efforts to reach, colonize, and terraform Venus, taking
half a million years to achieve the first successful landing.
Realizing the hostile conditions for life on Venus, a group of men set
out to restart evolution; for by then, natural selection had been
stopped and mankind had reached a state of happy equilibrium
indistinguishable from utter stagnation. Confronted once more with an
ideal as high as that of religion but more rational, a task as
concrete as but infinitely greater than that of the patriot, man
became once more capable of self-transcendence. After only ten
thousand years, a genetically engineered offshoot of humanity is
created, at odds with its environment, hence driven and unhappy, hence
a being that can survive on Venus. These early settlers develop into a
superorganism of individuals mentally linked to one another, and they
prepare a race capable of colonizing the outer planets. Read in
conjunction with Daedalus, the story illustrates Haldanes view of the
consequences of our increased scientific and technological powers: on
the one hand, destroying Earth and all human life, and on the other
hand, self-consciously directing human evolution into a form that can
thrive elsewhere. The noble goal of self-transcendence does not
produce happiness, but happiness means stagnation.
Haldane was familiar enough with the work of H.G. Wells to anticipate
the likely reaction to such a story. In its own time, it fires the
imagination, and hence serves the authors purpose: to inspire people
to look to the future for guidance rather than the past. Seen in
retrospect, its very quaintness fuels pride in actual accomplishments.
But this way of understanding progress has a troubling side as well,
which is well illustrated in British author Olaf Stapledons work Last
and First Men, written very much under the influence of Haldane. The
book is a future history covering some two billion years, being
dictated to the author by one of the last men. During this period,
eighteen species of menall of them human descendants but few
recognizably humanrise and fall, first on Earth, then on Venus, then
finally on Neptune.
The Stapledon story, whose early millennia clearly elaborate on The
Last Judgment, is rich in satire and imagination. Stapledon creates
distinctive races of men with their own abilities, physical
characteristics, and cultures: men that can fly, men with telepathic
powers, men that are nothing more than huge brains. Civilizations rise
and fall due to violence or stagnation; religions and social movements
form on the basis of misunderstandings; the past is forgotten and
rediscovered. But at a certain point all the races face the necessity
or desire for self-transcendence, the inner drive or external push to
be more than themselves. And it is just at this moment that most races
destroy themselveseither deliberately via successful evolution of
their successors, or unintentionally by unwise use of their scientific
powers. Despite the cyclical character of the story, marked by the
rise and fall of different races, there is also a broad progressive
tendency in the races increased power over their physical worlds, over
their own bodies and minds, and finally over their own pasts.
Some races are happier than others; some periods of time are more
blessed. But overall, the last men look back at the story and see it
as a tragedy. If actual grief has not preponderated over joy, it is
because, mercifully, the fulfillment that is wholly missed cannot be
conceived. The last men discover that their own end is coming due to
the disintegration of the Sun, and they cannot conceive of a way to
save themselves. Instead, they engage in two god-like efforts. The
first is an attempt to redeem the tragic past by participation in it,
exemplified by sending this history back to their ancestors.
(Stapledon does not here trouble himself much with the paradoxes of
time travel.) The last men hope that what they see as signs of
providencesigns for which they are not responsibleare evidence of a
future intelligence yet greater than their own. The second god-like
effort is an attempt to seed the cosmos with life, in the hope of
beginning somewhere else the long evolution towards intelligence.
What drives them, even knowing that there is a limit to their days, is
that same impulse for self-transcendence, which becomes their effort
to redeem the whole tragic history of intelligent life. With the end
looming, they seek to make the finite eternal:
If ever the cosmic ideal could be realized, even though for a
moment only, then in that time the awakened Soul of All will
embrace within itself all spirits whatever throughout the whole of
times wide circuit. And so to each one of them, even to the least,
it will seem that he has awakened and discovered himself to be the
Soul of All, knowing all things and rejoicing in all things. And
though afterwards, through the inevitable decay of the stars, this
most glorious vision must be lost, suddenly or in the
long-drawn-out defeat of life, yet would the awakened Soul of All
have eternal being, and in it each martyred spirit would have
beatitude eternally, though unknown to itself in its own temporal
mode.
Is this passage simply like others in the story, where Stapledon is
more obviously satirizing self-deceptive mystical beliefs? And are we
to believe that the real future of intelligence rests with the last
mens effort to seed the galaxy with life? If so, then the tragic
element of the story becomes the final moral lesson: If intelligence
arises again, why should not the whole bloody mess simply repeat
itself in some new way? Yet it seems more likely that this passage is
not satire at all, and through his own future history Stapledon comes
to an important insight: perhaps the human desire for
self-transcendence is really a world-transcending aspiration, an
attraction to infinity. Properly understood, that attraction might
open the door to genuine religious faith.
Haldane approaches a similar conclusion at the end of The Last
Judgment, where he acknowledges that religion and science teach some
of the same lessons, although for different reasons. Religion says
that it is a mistake to think that ones own ideals should be realized,
because Gods ways are not our ways. Science says instead that human
ideals are the products of natural processes that do not conform to
them. Religion teaches an emotional attitude to the universe as a
whole, a sense of human limitation that is only confirmed when science
illuminates the awesome immensities and complexities of the universe.
Both teach us to conjecture what purposes may be developed and to
think grandly about human plans and our unselfish cooperation in them.
Both religion and science, in other words, teach that events are
taking place for other great and glorious ends which we can only dimly
conjecture.... Without necessarily accepting such a view, one can
express some of its implications in a myth. If there is even this
degree of convergence between religion and science, why prefer myths
of the future over existing stories of Gods presence in history? Why
look to the future instead of the past? The answer, for Haldane, is
because such future-oriented stories are obviously provisional,
because they glorify human power and achievement and carry the
authority of science, and because they can be constructed to propose
no moral absolutes.
Daedalus is a delightful essay, literate and witty. As a scientist,
Haldane deserves credit for refusing to provide a guarantee for the
human future, and he is right to suggest that our uncertainty stems
from the old paradox of human freedom re-enacted with mankind for
actor and the earth for stage. But for all the charm of Daedalus,
Haldane does not recognize that this great paradox is being reenacted
without a moral compass, and thus without any serious basis to call
what may happen in the future, even if we do not destroy ourselves,
genuine progress. The substitution of science fiction for religious
tradition is not obviously an advance when it comes to making serious
judgments about great and glorious ends, particularly if those ends
finally derive from Daedalus willful quest for power. In the end,
scientific progress parallels moral progress only if might does indeed
make right. And while Socrates might honor the curiosity of Daedalus,
even he could not accept such a blind definition of the human good.
Servant of the Ruling Class
Bertrand Russells reply to Haldane does not start in an especially
promising way. He characterizes Daedalus as an attractive picture of
the future as it may become through the use of scientific discoveries
to promote human happiness, which hardly seems an adequate description
of Haldanes intention or his belief that the future happiness of our
descendants will probably not look attractive to us. In contrast,
Russell thinks that science will continue in the future to do what it
does in the present: not serve human happiness in general but serve
the power of dominant groups. This is a proposition that Haldane would
not necessarily deny, although he has a deeper view of exactly who is
whose master. Russell then says that he will focus on some of the
dangers inherent in the progress of science while we retain our
present political and economic institutionsyet again, a premise with
which Haldane would almost surely agree. So far, at least, there would
seem to be no real debate between the two men.
Like Haldane, Russell divides his discussion into various fields of
science (physical, biological, anthropological), and he freely
combines projection into the future with satiric commentary on the
present. In laying out his broad purpose, Russell eventually
adumbrates his first real differences from Haldane. Acknowledging the
huge effect science has made in shaping the world since Queen Annes
time, Russell observes that the impact of science can take two basic
forms: first, without altering mens passions or their general outlook,
it may increase their power of gratifying their desires, and second,
it may change their outlook on the world, the theology or philosophy
which is accepted by energetic men. Russell will focus, he says, on
the first kind of effect: how science serves existing desires rather
than how it creates new worldviews.
This restriction appears curious at first sight, for it gives the
appearance of circularity to Russells understanding of the results of
scientific progress. If he thinks science is problematic under present
circumstances, it may be because he is not interested in thinking (à
la Haldane) about the manner in which science may form and change
those circumstances. Perhaps he sees science serving the interests of
todays dominant groups because he is not considering how it might
create new dominant groups. Russell thus excludes from the start the
possibility that science will be anything but conservative, and he
appears at first critical of modern science precisely for this
conservatism.
The divide between the two men turns out to revolve precisely around
this difference of emphasis. The key to Russells response to Haldane
is understanding why Russell thinks that, on balance, science is more
likely to serve existing power structures than to challenge them.
Russell announces his answer in brief early on: Science has increased
mans control over nature, and might therefore be supposed likely to
increase his happiness and well being. This would be the case if men
were rational, but in fact they are bundles of passions and instincts.
The Cynical Utopian
Russells focus in Icarus is on the physical and anthropological
sciences, which he sees as having had a fourfold effect: increase of
population, increase of comfort, increased energy for war, and
increased need for large-scale organization. The fact that modern
industrialism is a struggle between nations for two things, markets
and raw materials, as well as for the sheer pleasure of domination,
means that war and large-scale organizations are particularly
important. The place of science in this struggle is ambiguous. While
on one page he says that the national character of organizational
rivalry is something with which science has nothing to do, just a
couple of pages later he concludes that the harm that is being done by
science and industrialism is almost wholly due to the fact that, while
they have proved strong enough to produce a national organization of
economic forces, they have not proved strong enough to produce an
international organization.
What stands in the way of international organization, he argues, is
that the pleasure produced by rivalry is the driving motivation among
the few rich men who control big business. To think that their goal is
wealth is to misunderstand them, like thinking that scoring goals is
the point of soccer. Were that true, teams would cooperate, for then
many more goals could be scored. So too with business: more
cooperation would mean more wealth. But in both instances, the really
important thing, the team rivalry, would be missing.
The power vested in these large organizations is already so great that
the ideals of liberalism are wholly inapplicable to the modern world;
there is no liberty except for those who control the sources of
economic power, no free competition except between States by means of
armaments. The only hope for freedom or democracy in a scientific
civilization would be if economic and nationalistic competition were
to produce one big winner, establishing a cruel and despotic global
tyranny. But in time, Russell hopes, the energy of the tyrants at the
top might flag, leaving behind a stable world-organization, a
diminishment of the evils which now threaten civilization, and a more
thorough democracy than that which now exists. Where Haldane looks to
the possibility of self-destruction as the potential impetus to moral
progress, Russell looks to tyranny as the potential pathway to peace.
Both Russell and Haldane believe that scientific progress will be best
assured under world government. But why this should be so requires
some elucidation. Clearly, the key problem for Russell is rivalry
combined with the power of modern science, which is one powerful
example of how our passions and instincts lead to irrational results
as circumstances change. It is clear how tyrannical centralized
control could use the power of science to limit rivalry, but less
clear how rivalry would not arise even with world organization, once
that control loosened and the organization became a more thorough
democracy.
A telling example of how Russell sees world government and its
relationship to science comes when he discusses the need to implement
birth control measuresparticularly, he seems to expect, among
non-white races, so that no nation will grow much faster than others.
He expects white races, already showing signs of population decline,
to use more prolific races as mercenaries, threatening a revolt that
ends in the extermination of the white races. The casual racialism
behind such thinking, however common at the time among progressive
intellectuals, confirms the extent to which world government,
tyrannical or not, is unlikely to be premised on human political
equality.
When it comes to eugenics and the goal of producing a better race,
however, Russell is not a naïve inegalitarian, and it is here that we
reach the crux of his disagreement with Haldane. Like Haldane, Russell
expects that eugenic efforts will be attempted and may even work, but
on the whole he is skeptical about the moral prospects of positive
eugenics. Where Haldane imagines democratic campaigning for this or
that eugenic ideal (Vote for Smith and more musicians), Russell thinks
that such decisions would of course be in the hands of State
officials, presumably elderly medical men. Whether they would be
preferable to Nature I do not feel sure. I suspect they would breed a
subservient population, convenient to rulers but incapable of
initiative. However, it may be I am too skeptical of the wisdom of
officials.
Russell is also skeptical when it comes to the biochemical control of
behavior. This novel capacity would give those in charge power beyond
the dreams of the Jesuits, but there is no reason to suppose they will
have more sense than the men who control education today. Technical
scientific knowledge does not make men sensible in their aims, and
administrators in the future, will be presumably no less stupid and no
less prejudiced than they are at present. In this, at least, his
utopianism about world government is moderated by his realism about
human folly and perversion.
Russell raises this skepticism to the level of principle: Science
increases the power of those in power. If their ends are good, they
can achieve more good; if their ends are evil, more evil. In the
present age, the purposes of the holders of power are in the main
evil, so science does harm. Science is no substitute for virtue; the
heart is as necessary for a good life as the head. By heart, Russell
means the sum-total of kindly impulses which make people indifferent
to their own interest but in fact serve that interest, once it is
properly distinguished from a rationalized impulse to injure others.
Intelligence plus such deliberate desire would be enough to make the
world almost a paradise.
Russell is reasonably certain that science could increase the kindly
impulses, but also reasonably certain it will never happen. Those who
would make the discovery and administer the treatment (he imagines a
secret society of physiologists kidnapping and treating world leaders)
would already have to be governed by natural kindness, otherwise they
would prefer to win titles and fortunes by injecting military ferocity
in recruits. And so we come back to the old dilemma: only kindliness
can save the world, and even if we knew how to produce kindliness we
should not do so unless we were already kindly. The remaining
alternatives, Russell believes, are self-extermination or world-wide
domination by one group, say the United States, leading eventually to
an orderly world government. Yet the sterility of the Roman empire
leads Russell to conclude by wondering whether the collapse of our
civilization is perhaps the best answer after all.
Such glib and world-weary statements are part of what made Bertrand
Russell the man we remember as Bertrand Russell. But there remains a
serious claim being put forward. To Haldanes core assertion that
science will produce progress by giving human beings the choice of
reform or oblivion, Russell responds that we will likely, and perhaps
even should, choose oblivion. Haldane looking forward sees future
evolution as our best hope; Russell looking backward sees our
evolutionary heritage as a fatal flaw. The full force of an analogy
used by Russell at the beginning of his essay only becomes clear at
the end: Dogs, he noted, overeat because they are descendants of
wolves, who needed to be driven by insistent hunger. Under domestic
circumstances, this retained drive hurts dogs. Likewise, human beings
have instincts of power and rivalry that are inconsistent with our
well-being, and hence self-destructive under present circumstances.
And these instincts, it seems, are more likely to be gratified by
means of science than altered. We are creatures of our nature,
creatures of our passions. Coming closer to the technological brink is
not likely to change this fact.
This outlook helps explain why Russell does not meet Haldane head on
by looking at the way science changes the outlook of energetic men.
Whatever the guiding theology or philosophy of the day, however
influenced it may be by modern science, natural instinct will win out.
Science is no substitute for virtue, Russell notes, but he puts little
weight on the ability of virtue to counter the raw human instinct for
power, injury, and rivalry.
Russells skepticism about the strength of virtue creates a moral
vacuum, which leads him to dark and dire conclusions. One does not
have to believe in mans overwhelming goodness to wonder whether
Russells outlook is grounded more in fashionable cynicism than moral
realism. If injury, power, and rivalry were as powerful as Russell
suggests, then it is hard to see how life is not a great deal more
terrible than it already is. Moreover, it is not obvious why the
generous and kindly impulses must take a back seat to the darker
passions. Russell assumes, at best by analogy, that the rivalrous
impulses would be those more conducive to survival. But by his own
admission, virtue is not simply unnatural and may act to our benefit.
As an example, he cites the Quakers, who controlled a natural greedy
impulse in the name of a moral principle (dont misrepresent prices)
and had success as a result. If once useful impulses can become
self-defeating, why cant kindly impulses take their places?
In reality, we discover that virtue is of far less interest to Russell
than it ought to be. His cynicism about moralitys sway over the human
soul is really born of dissatisfied utopianism: If men were rational
in their conduct ... intelligence would be enough to make the world
almost a paradise. But as civilization is not made up mostly of
Bertrand Russells, there is little hope for anything other than
collapse. From this point of view, Russell looks like a disappointed
Haldane, the Haldane who looks with apparent equanimity on the
possibility that humanity may finally prove itself unworthy of
survival by not surviving. As Haldane put it, At worst our earth is
only a very small septic area in the universe, which could be
sterilized without very great trouble, and conceivably is not even
worth sterilizing. By different roads and for different reasons, both
authors come to the same anti-human conclusion. The core difference is
that Haldane believes we might become something better by shattering
what we are now.
The Real Meaning of Progress
So where does this debate leave us? It is telling that Haldane refers
to G. K. Chesterton towards both the beginning and ending of his
essay. The second time he quotes lines of poetry by Chesterton,
without attribution, to acknowledge yet again the potentially
destructive power of the human intellect. The first time he criticizes
The Napoleon of Notting Hill, which prophesied that hansom-cabs would
still be in existence a hundred years hence owing to a cessation of
invention. Within six years there was a hansom-cab in a museum. In
commenting on this apparent failure of prediction, Haldane gives some
indication that he might understand that Chesterton was not really
predicting at all, but satirizing predictors just like himself, who
(in Chestertons words) project small things of the present into big
things of the future, just as when we see a pig in a litter that is
larger than the other pigs, we know by an unalterable law of the
Inscrutable it will someday be larger than an elephant. But it is also
possible that Haldane missed the more serious point of Chestertons
book: even if the future were to look like the present with respect to
hansom-cabs, it would not mean that we are failures in the ways that
matter most. There would still be ample room for the whole range of
human abilities and aspirations to play themselves out both for good
and for ill.
This truth is likely to be lost if we understand the human story in
terms of the aspirations outlined in Daedalus. Haldane believes in the
possibility, although not the necessity, that science will lead to the
progressive improvement of the world, because he thinks that human
beliefs can accommodate themselves to the changing conditions created
by the vast increases in human power. We are driven down that path by
a hitherto inchoate, and potentially self-destructive, desire for
self-transcendence, a desire that comes into its own when we have the
power to make it real. Progress cannot be measured by human happiness,
because happiness would produce stagnation. But Haldanes notion of
progress is by necessity discontinuous, since the goodness of one
stage of the human story will not be recognizable as such by those at
a different stage. Only some imagined being of the far future, heir to
the whole human narrative, might be able to look back and see (or
construct) the thread that binds it all together, redeeming a chaotic
and otherwise tragic past.
Russell rejects Haldanes picture of progress, because he thinks that
there is a fixity to those aspects of human nature that will lead us
to use the increased powers granted by science to destructive ends.
The powers of science could potentially be used to alter our nature,
Russell believes, but our nature provides significant disincentives to
doing so in any manner that will serve good ends. Generosity is in
short supply, so we should not expect to be engineered or
biochemically manipulated to be nicer to each other. To do so we would
need to be nice already. Unlike Haldane, Russell in this essay does
not explicitly make the realm of virtue and kindly impulses
situational, but he does believe that morality is very weak in
comparison with other drives. Absent some utopian re-ordering of the
world, science really is giving matches to babies.
For Russell, science places us on the edge of a cliff, and our nature
is likely to push us over the edge. For Haldane, science places us on
the edge of a cliff, and we cannot simply step back, while holding
steady has its own risks. So we must take the leap, accept what looks
to us now like a bad option, with the hope that it will look like the
right choice to our descendants, who will find ways to normalize and
moralize the consequences of our choice. Russell disarms virtue,
Haldane relativizes it.
The net result is that a debate about sciences ability to improve
human life excludes serious consideration of what a good human life
is, along with how it might be achieved, and therefore what the
hallmarks of an improved ability to achieve it would look like. Shorn
of serious moral content, the measures of progressif it can be said to
exist at allbecome our amazement at or dissatisfaction with all our
discoveries and inventions, our awed anticipation of what might yet be
achieved, our terror about what might go wrong along the way. The
result of framing the question of scientific progress in this way is
evident in the very structure of most popular discussions of science,
both in books and on television. Start with a little history to
produce an attitude of pride that we know so much more than we once
did. Look at what we know now, and stress the dangers of our remaining
ignorance. Anticipate the future, and how humbled we are that those
who follow us will know far more than we do if only we stick with it.
Above all, the very thinness of any notion of progress that survives
the Haldane-Russell debatelittle more than the fact of accumulation of
knowledge and a vague hope that things might turn out well in light of
unspecified yet grand civilizational projectshelps to explain the
widespread belief that any effort to restrain science on the basis of
ethics represents a threat to scientific progress. To see this as
simply a result of the self-interest of scientists is to do them an
injustice. Like Haldane, most scientists are probably unaware of how
the belief that morality must adjust to scientific and technological
change amounts to saying that might makes right. The sense of threat
is partly due to the poverty of thought on the subject, and perhaps
the narrow education that is required for making measurable scientific
achievements. For restraint doubtless would slow accumulation, and
(from this point of view) can only represent the triumph of fear over
hope. But what is to be said for accumulation when Russell and Haldane
have done with it? It serves either the power of the conventionally
powerful or the power of the scientists.
A clear-eyed defense of science needs to take seriously the original
bargain that Haldane himself describes: that free research produces
increased well-being. To investigate the meaning of well being, or
doing well, means neither the dogmatic acceptance nor the dogmatic
rejection of the moral values of ones neighbors. It requires avoiding
cynicism and utopianism about human motives and possibilities. It
requires a willingness to look at the question of the human good with
care and seriousness. And even if such an investigation yields a
complex and mixed picture of what a good life is and how science
contributes to it, the defense of science still requires the
willingness to encourage what is valued and discourage what is
troublesome, knowing that we will face many grave uncertainties and
honest disagreements along the way.
The Greek tale of Daedalus and Icarus illustrates that doubts over the
results of human knowledge and ingenuity are hardly new. The debate
enshrined in Daedalus and Icarus suggests that today the great
increase in our powers co-exists with a diminished capacity to think
about them with any kind of moral realism. By slighting ethics,
Haldane and Russell did not serve the cause of science well, since
science only matters in human terms if it truly serves our humanity.
And that is by no means guaranteed.
______________
Charles T. Rubin is an associate professor of political science at
Duquesne University.
Previous New Atlantis Articles by Charles T. Rubin
[8]"Man or Machine?" (Winter 2004)
[9]" Artificial Intelligence and Human Nature" (Spring 2003)
Published by the [10]Ethics and Public Policy Center, Washington, D.C.
References
8. http://www.thenewatlantis.com/archive/4/rubin.htm
9. http://www.thenewatlantis.com/archive/1/rubin.htm
10. http://www.eppc.org/
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