[Paleopsych] Foreign Affairs: Francis Fukuyama: Re-Envisioning Asia
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Francis Fukuyama: Re-Envisioning Asia
Foreign Affairs, Jan-Feb 2005 v84 i1 p75
UNDER NEW MANAGEMENT
A key task facing the second Bush administration is devising the proper
security architecture for eastern Asia. The United States is confronting
several immediate problems, including the North Korean nuclear standoff,
tension between China and Taiwan, and Islamist terrorism in Southeast Asia. But
a forward-looking foreign policy does not simply manage crises; it shapes the
context for future policy choices through the creation of international
institutions. Eastern Asia has inherited a series of alliances from the early
days of the Cold War. These partnerships remain important as a means of
providing predictability and deterrence. But a decade and a half after the fall
of the Berlin Wall, it is increasingly evident that they do not fit the
configuration of politics now taking shape.
The White House has an opportunity to create a visionary institutional
framework for the region. In the short term, it can do so by turning the
six-party talks on North Korea into a permanent five-power organization that
would meet regularly to discuss various security issues in the region, beyond
the North Korean nuclear threat. In the long term, Washington will need to
consider ways of linking this security dialogue to the various multilateral
economic forums now in existence or under consideration, such as the
Association of Southeast Asian Nations (ASEAN); the ASEAN-plus-three group,
which was formed in the wake of the Asian economic crisis and includes China,
Japan, and South Korea; and the developing free-trade areas. Asian
multilateralism will be critical not just for coordinating the region's booming
economies, but also for damping down the nationalist passions lurking beneath
the surface of every Asian country.
TIES THAT BIND
Unlike Europe, Asia lacks strong multilateral political institutions. Europe
has the EU and NATO, as well as groups such as the Organization for Security
and Cooperation in Europe (osce) and the Council of Europe. Asia's only
counterparts are ASEAN, the ASEAN Regional Forum on security matters, and the
Asia-Pacific Economic Cooperation forum (APEC)--all of which are far weaker
organizations. ASEAN does not include China or the other major players in
Northeast Asia, and APEC is no more than a consultative body. Asian security is
ensured not by multilateral treaties, but by a series of bilateral
relationships centering on Washington, in particular the U.S.-Japan Security
Treaty and the U.S.- South Korean relationship.
The reasons for this difference between Europe and Asia lie in history:
European countries are linked by similar cultural origins and their shared
experience in the twentieth century, to the point that they have been
relinquishing important elements of national sovereignty to the EU. By
contrast, there is a much higher degree of distrust among the major players in
Asia. This suspicion is driven partly by a changing power balance, as Japan is
eclipsed by China, but primarily by memories of the Pacific war. After 1945,
both Germany and Japan needed to convince their neighbors that they were no
longer threats. The new West Germany did so by ceding sovereignty to a series
of multilateral organizations; Japan did so by ceding sovereignty in security
affairs to the United States. Security ties thus took on a hub-and-spoke
structure in Asia, with Washington playing a central mediating and balancing
role.
These bilateral ties remain crucial, particularly the U.S.-Japanese
relationship. The U.S. nuclear guarantee and U.S. forces stationed in Japan
reassure the rest of Asia that Japan will not rearm in a major way. But this
Cold War system of security checks and balances is eroding as new generations
take power and face changing environments.
The first problem concerns the United States' relationship with South Korea.
With the ascendancy of left-wing Presidents Kim Dae Jung and Roh Moo Hyun over
the past decade, a new generation of Koreans has grown up seeking
reconciliation rather than confrontation with North Korea. Many young South
Koreans today regard the United States as a greater threat to their security
than the regime of Kim Jong Il. This bizarre perception is based on
extraordinary illusions. The North Korean dictatorship is one of the most
inhumane and dangerous that has ever existed, but the Bush administration
misplayed its hand at the beginning of its first term by undercutting President
Kim Dae Jung's "sunshine" policy of Korean reconciliation--triggering a
generational revolt among younger South Koreans against Cold War verities. The
reflexive gratitude that South Koreans who lived through the war against the
North feel toward the United States is simply absent among the younger
generation, which, like its German counterpart, grew up in peace and
prosperity.
On the surface, the U.S.-South Korean alliance still looks strong: the current
Roh Moo Hyun government has sought to demonstrate its commitment to the
relationship by sending military forces to Iraq. But misunderstanding could
easily emerge and then spiral as Koreans blame the United States for excessive
belligerence toward Pyongyang and the United States reacts to what it perceives
as South Korean ingratitude. Preoccupied with terrorism and the Middle East,
Washington has already repositioned its forces away from the demilitarized zone
between the two Koreas and is planning to draw down its forces in the region.
The United States' relationship with Japan is also changing in ways that are
extremely unsettling to the rest of Asia. Prompted by the nuclear threat from
Pyongyang, Tokyo is reconsidering the need for more robust defensive forces.
Japan's dispatch of peacekeepers to Iraq and its recent confrontations with the
North Korean navy demonstrate a willingness to behave like what opposition
leader Ichiro Ozawa has called a "normal country." There is a growing consensus
in Japan that Article 9 of its postwar constitution--which dictates that it
cannot wage war and cannot maintain armed forces--should be revised, even if
the process stretches out over a number of years. Although political ties
between Washington and Tokyo are stronger today than they have been in many
years, the Cold War father-child dependency will inevitably be replaced by
something resembling an alliance of equals.
Japan's new posture is to be welcomed. In fact, the United States has been
pushing Tokyo to embrace such a new role since the last decade of the Cold War.
It is perverse that a country with the world's third- largest economy remains
militarily and psychologically dependent on Washington. But the rest of
Asia--particularly China and the two Koreas, which were heavily victimized by
Japan throughout the first half of the twentieth century--prefers that Japan
stay militarily weak. These countries will not welcome the emergence of a
stronger and more independent neighbor. Although a Japan with a revised Article
9 should not threaten the rest of Asia, its former victims may not trust in
that fact. Japanese rearmament must therefore progress slowly and be managed
delicately, with plenty of open communication between Tokyo and other Asian
governments.
And then there is China. The world's fastest-growing economy (and one of its
largest) has thus far remained largely outside any security pact or alliance,
excepting its membership in global institutions such as the UN and the World
Trade Organization (WTO). But this relative isolation also is likely to change.
In recent years, the Chinese have proposed a blizzard of new Asian multilateral
economic arrangements, which could ultimately serve security purposes as well.
Beijing's plans have included two agreements with ASEAN (ASEAN plus one and
ASEAN plus three, with Japan and North Korea), as well as China-ASEAN and East
Asian free- trade areas. Clearly, the Chinese are exerting leadership to ensure
that their status in the international political arena matches their growing
economic power. Sensing a geoeconomic threat, the Japanese have responded with
their own trade pacts, such as the Japan-Singapore free- trade area negotiated
by Prime Minister Junichiro Koizumi.
China has always presented a great conundrum for the United States. It is the
kind of power Washington deals with the least well: a nation that is neither
clearly friend nor clearly foe, simultaneously a strategic threat and a
critical trade and investment partner. The result has been an inconsistent
relationship of pragmatic cooperation punctuated by periodic crises, such as
the U.S. bombing of the Chinese embassy in Belgrade in 1999 and the Chinese
downing of a U.S. spy plane in 2001. The future of this relationship depends on
how Chinese politics evolve: whether China provokes a showdown with Taiwan and
uses its economic might to achieve Asian hegemony, or develops into an
increasingly pluralistic society in which economic interests dictate continuing
good relations with its neighbors.
In the meantime, the United States can adopt one of two approaches: either it
can seek to isolate China and mobilize the rest of Asia into a coalition to
contain growing Chinese power, or it can try to incorporate China into a series
of international institutions designed to channel Chinese ambitions and elicit
cooperation.
Despite its appeal among U.S. conservatives, isolating Beijing is a nonstarter.
Even if the United States somehow knew that China were a long-term strategic
threat on a par with the former Soviet Union, no U.S. ally would enlist in an
anti-Chinese coalition any time in the near future. Japan, South Korea,
Australia, and ASEAN members all have complex relationships with China that
involve varying degrees of cooperation and conflict; absent overt Chinese
aggression, none is going to be willing to jeopardize those ties.
Incorporating China into existing global institutions has already proved very
effective. In 2001, when the question of Chinese membership in the WTO came up,
some argued that China would only subvert the WTO by breaking its rules. As it
is, being a part of the WTO has promoted the rule of law by giving Chinese
reformers an excuse to make systemic domestic changes. These
modifications--which were in China's self- interest anyway--include replacing
the traditional system of corrupt, nepotistic business dealings with more
transparent and open rules. As Evan Medeiros and Taylor Fravel have pointed
out, over the past decade China has shifted its posture from that of an
aggrieved victim of Western imperialism to that of an increasingly responsible
member of the international community.
THE MULTILATERAL IMPERATIVE
Asia needs to develop a new set of multilateral organizations in parallel with
the existing bilateral organizations. Over time, a new set of institutions can
take over many of the functions performed by bilateral agreements. But this new
multilateralism cannot come into being without the strong support of the United
States, which is why a creative re-evaluation of Asia must be a top priority
for George W. Bush in his second term.
Washington clearly derives some benefits from the present system of
U.S.-centric bilateral alliances. The United States gains unique sanction for
its military and political presence in the region and is in a strong position
to prevent the emergence of hostile coalitions. Washington also often serves as
the conduit for messages and security plans sent from one Asian capital to
another, giving it leverage.
Balanced against these considerations is a simple but strong reason for
promoting a multilateral system. With the end of the Cold War and the
continuing economic development of eastern Asia, power relationships are
changing in ways that have unlocked nationalist passions and rivalries. The
potential for misunderstanding and conflict among South Korea, Japan, and China
will be significant in the coming years--but it can be mitigated if multiple
avenues of discussion exist between the states.
Several recent incidents have brought latent tensions to the surface. Despite
burgeoning trade between China and South Korea, relations recently became
strained when government-sponsored Chinese researchers asserted that the
ancient kingdom of Koguryo, which 2,000 years ago stretched along the current
China-North Korea border, was once under Chinese control. The ensuing fight had
to be papered over with a five- point accord negotiated by the countries'
foreign ministries. Beijing's motives for allowing publication of the article
are unclear, but they may have been related to rising nationalism in China and
loose talk in Seoul about founding a "greater Korea" that would include not
just the North and the South but also the more than 2 million ethnic Koreans
currently living in Manchuria.
Meanwhile, the growing economic interdependence of China and Japan has not
mitigated nationalist passions, but exacerbated them. At an Asian Cup soccer
game in August 2004 in Beijing, Chinese fans screamed, "Kill! Kill! Kill!" at
the winning Japanese team, forcing it to flee China. This event followed on the
heels of several other ugly and apparently spontaneous displays of
anti-Japanese feeling and outrage over the use of hired female "companions" in
southern China by 300 Japanese businessmen.
Heightening security concerns threaten the Japanese-South Korean relationship
and could spark an arms race. Ten years ago, while doing research in Tokyo, I
was told by a number of officers in the Japanese Self-Defense Forces that in
the event of Korean unification, the combined military of North and South Korea
would be close to ten times the size of Japan's. If Korean troop strength did
not fall dramatically at that point, they said, Japan would have to take
appropriate defensive measures. Not only does this risk remain, but today there
is the added factor of North Korea's nuclear weapons--and what a potentially
united Korea would do with them. In a recent Tokyo Shimbun poll, 83 of 724
members of the Japanese Diet said publicly that Japan should consider becoming
a nuclear power in light of the North Korean threat, an assertion that would
have been unthinkable just a few years ago.
Asia is not about to descend into a downward spiral of nationalist fervor, but
the potential for dangerous miscommunication clearly exists. Establishing a
multilateral structure would help greatly by giving Northeast Asia's major
powers a forum for talking directly to one another. Nato, with its regular
schedule of ministerial meetings, has performed this service in Europe for
several decades. Defense ministers lay out their spending plans and force
structures, and foreign ministers explain their respective nation's political
actions. If the Chinese and Korean governments are worried about the meaning of
Japanese rearmament, or if the Japanese and Chinese leaderships are concerned
about Korea's postunification intentions, a multilateral forum would give them
an opportunity to defuse anxieties and articulate expectations.
WHIPLASH
The U.S. stance on multilateralism in Asia has been erratic and contradictory.
The United States sponsored organizations such as the Southeast Asian Treaty
Organization and APEC. But when Malaysian Prime Minister Mahathir bin Mohamad
sought to counter APEC in 1989 with a proposal for an East Asian Economic
Caucus that would exclude the United States, it was firmly rejected by
Washington as a scheme to keep "white" powers out of the Asian club. During the
early 1990s, the Clinton administration promoted an informal Northeast Asia
Cooperation Dialogue between the countries that are now participating in the
six-party talks. This process continues today, but it has never been elevated
to a formal level.
Many of the more recent proposals for eastern Asian multilateral institutions
have focused on economic issues stemming from the 1997-98 financial crisis. In
the view of many eastern Asian countries, the United States and U.S.-influenced
international institutions such as the International Monetary Fund (IMF) and
the World Bank exploited the crisis to push a pro-market agenda on Asia. When
Japan proposed an Asian IMF in 1999, Washington summarily rejected the idea but
offered nothing in its place to act as an institutional coordinating mechanism
capable of mitigating a future crisis. As a result, nations in the region have
been building new multilateral organizations on their own. These include the
Chiang Mai Initiative, which allows the central banks from 13 countries to swap
reserves in the event of a speculative attack, and the ASEAN-plus-three forum.
So far, the United States has either ignored or been indifferent to these
developments.
In an ironic twist, however, Washington has stumbled into a new Asian
multilateral framework: the ongoing six-party talks on Korean security and
nuclear weapons involving the United States, North and South Korea, Japan,
China, and Russia. Washington embraced this arrangement after Pyongyang, in the
wake of the collapse of the 1994 Agreed Framework, insisted on talking directly
to the Americans about the future of its nuclear programs. U.S. policymakers
correctly saw this as an effort to divide the United States from its South
Korean ally and insisted on multilateral talks instead. Over time, another
important motive emerged: only China had the economic leverage to bring North
Korea to the bargaining table. Indeed, Beijing strong-armed Pyongyang into
accepting the six-party format by briefly cutting off its energy supplies.
The multilateral security framework that has unexpectedly emerged in Northeast
Asia provides an excellent opportunity for institutional innovation. If and
when the immediate crisis over North Korea's nuclear program passes, a
permanent five-power organization could serve as a direct channel for
communication between China, Japan, South Korea, Russia, and the United States.
The new group would not be a NATO-like military alliance, but would instead
resemble the OSCE--with 55 member states, the world's largest regional security
organization--and deal with second-order security issues.
PARTY OF FIVE
A five-power forum would be particularly useful in dealing with several
foreseeable problems. The first is a sudden collapse of the North Korean
regime. In the short run, such an implosion would cause huge difficulties:
coordinating relief efforts, dealing with refugees, paying for reconstruction,
and containing any violence that might ensue. Over the long run, the political
deck in Northeast Asia would be reshuffled: the rationale for the U.S.-South
Korean alliance would disappear, and tensions between a unified Korea and Japan
and China could rise for reasons already indicated--all of which would be
easier to tackle in a pre-existing multilateral setting.
Another issue is Japanese rearmament. Japan will not revise Article 9 this year
or the next, but the handwriting is on the wall. Although rearmament should not
threaten China and Korea, they will have many incentives to hype a new Japanese
threat; China, in particular, has used anti-Japanese sentiment to bolster the
communist regime's nationalist credentials. Germany, which rearmed and has been
moving down a similar path toward "normalcy," moderated the threat by encasing
its sovereignty in several international institutions, including NATO, the EU,
and the UN. A Japanese return to normality will seem much less threatening if
done within a regional security organization as well as a continuing bilateral
relationship with the United States. But the new group's relevance wouldn't
stop there. A fully nuclear North Korea, a possible Asian arms race, the
implications of Chinese military modernization-- these are just a few of the
potential problems a five-power body could tackle.
At the same time, such a permanent forum would not be an appropriate venue for
other important matters. It would not help deter a Chinese threat to Taiwan,
though it could conceivably provide a forum for resolving a crisis in the
Taiwan Strait. Nor would the five-power organization be able to directly
influence security problems in Southeast Asia. Whether it may one day do so by
admitting more members is a question for the future.
There will be substantial practical obstacles to transforming the current
six-party talks into a permanent organization. To start, hard- liners in the
United States will immediately object that the six-party format has already
proved ineffective: after three rounds of meetings in August 2003, February
2004, and June 2004, the negotiations seem to be going nowhere. In fact, the
North Koreans used the first meeting to announce their intention to test a
nuclear weapon, and they have generally thumbed their noses at U.S. efforts to
constrain their nuclear program. Washington hoped to use the multilateral
approach to isolate Pyongyang; instead, the North Koreans have turned the
tables on the Americans and lined up support from China and South Korea for a
more accommodating line. Given this track record, and Chinese ambivalence
toward the North Korean threat, why make this particular format permanent?
The answer is that the United States needs allies--the same reason the
six-party talks came into existence in the first place. Those who are hawkish
on North Korea seem to think that once the diplomatic track has played itself
out, Washington can use the threat of force to pressure Pyongyang to back down.
Although military options at this point seem off the table even for the hawks,
hope remains that the United States can somehow bring about North Korean regime
change by means other than war; unilaterally impose a tough embargo that will
keep nuclear materials bottled up and increase pressure on the North; or
frighten the Chinese and the South Koreans into cooperating on a more
confrontational policy.
By itself, however, the United States does not have sufficient leverage to
implement any of these strategies. Alone, Washington cannot force the North to
back away from its nuclear program or cajole Beijing and Seoul into an
anti-North Korea alliance, given their domestic policy preferences. The current
multilateral negotiations, for all their limitations, remain the best U.S.
option. The Bush administration hard- liners began talks with the assumption
that no negotiated solution could work, given the failure of the 1994 Agreed
Framework, and therefore have never sought to define a realistic new deal.
Perhaps if the White House does this during Bush's second term, Pyongyang,
rather than Washington, will become the isolated power.
The second major obstacle to creating a permanent five-power organization is
North Korea itself, which does not belong in any responsible community of
nations, given its human rights and security record. Pressing ahead too rapidly
to convert narrowly focused six-party negotiations into a permanent five-power
organization could undermine the current talks and lead to North Korean
obstructionism on all fronts. The trick will be to isolate Pyongyang within the
six-party format while making the other five powers comfortable with the
prospect of working together over the long term. North Korea's current refusal
to return to the talks may even present an occasion for a five-power meeting
without Pyongyang. The larger goal aside, this strategy is something Washington
should work toward to increase the pressure on Pyongyang. Eventually, the
United States may be able to put new issues on the table for the five powers to
discuss.
If the transition to a permanent five-power structure can somehow be made,
other issues will have to be addressed as well. Should other countries in the
region, such as India, New Zealand, Australia, or any of the ASEAN members, be
added? Should there be an official link between the new group and the ASEAN
Regional Forum, or should individual ASEAN states be considered for membership?
Finally, there is the question of how a security forum of five powers or more
would relate to the Asian multilateral economic groups already taking shape or
being proposed, such as the Chiang Mai Initiative or ASEAN plus three. Should
the United States support regional economic integration even if it does not
have a seat at the table, as it has supported the EU? Or should Washington
regard economic multilateralism as a threat and weaken these initiatives in
favor of global organizations such as the Bretton Woods institutions or the
WTO?
Whether the United States likes it or not, the countries of eastern Asia have a
strong incentive to increase their formal multilateral economic cooperation:
global institutions such as the IMF are distrusted as overly dominated by the
United States and unresponsive to Asian concerns. Washington would better serve
its interests by supporting and shaping the evolution of these institutions
from the outside, rather than by playing an obstructionist role. The United
States can cement its formal role in eastern Asia by maintaining its network of
bilateral alliances and by working toward a new multilateral security
organization. Ultimately, Washington's relationship with Asian multilateral
organizations would mirror the relationships it has with the EU and
NATO--dealing with one from the outside and the other from the inside. Whatever
multilateral institutions take shape in Asia will never achieve the strength
and cohesion of their European counterparts, but the United States should
regard them as hedges against the possible unraveling of the existing bilateral
security system.
CLIMBING OUT
The final and perhaps most urgent reason for the Bush administration to
re-envision its approach to Asian diplomacy has as much to do with the United
States' status in the world as with its standing in eastern Asia. The Iraq war
has isolated Washington in unprecedented ways and convinced a large part of the
world that the United States--not Islamist terrorism--is the biggest threat to
global security.
To climb out of this hole, the White House needs to start thinking creatively
about legitimacy and international organizations. Considering that it has
already snubbed the UN and refused to participate in the International Criminal
Court or the Kyoto Protocol, Washington must now consider alternatives to
international cooperation that better suit its interests. The United States
will be better served by endorsing a series of overlapping and occasionally
competitive multilateral organizations than by putting all its eggs in a single
basket such as the UN. A permanent five-power organization in eastern Asia
would help provide the foundation for the new order in that region--a small
building block in a larger multi-multilateral edifice.
The idea of permanently institutionalizing the six-party talks has been
discussed with increasing frequency in Washington policy circles in recent
months. Such an organization will not come about, however, unless President
George W. Bush decides to take the initiative to make it happen. The advent of
a new term for Bush and his administration provides a fortuitous opportunity to
reconceive the United States' long- term political architectures. Being the
sole superpower bestows a certain responsibility for the global public good. It
means not just exercising hard military power against rogue states, but also
shaping the international environment in anticipation of new political demands.
The United States stepped up to this challenge after 1945; it should do so
again in the post-September 11 world.
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