[Paleopsych] Hedgehog Review: Colin Bird: Democracy and Its Nightmares
Premise Checker
checker at panix.com
Fri Oct 8 14:16:17 UTC 2004
Colin Bird: Democracy and Its Nightmares
http://etext.virginia.edu/etcbin/ot2www-hh?specfile=/texts/english/modeng/journals/hh.o2w&act=text&offset=114368&textreg=1&id=BirDemo2-1
Gutmann, Amy, and Dennis Thompson. Democracy and Disagreement.
Cambridge, MA: Belknap/Harvard University Press, 1996
Ankersmit, F. R. Aesthetic Politics: Political Philosophy Beyond
Fact and Value. Stanford: Stanford University Press, 1996
From the beginning, democracy has confronted a recurring
nightmare. In order to identify and pursue worthwhile collective
goals, concerted, coherent, and purposive social action is necessary.
But what if this invariably involves a higher degree of social
control, discipline, and hierarchy than any recognizably democratic
social ideal could ever tolerate? Plato was perhaps the first to
canvas this possibility. If he is right, the circumstances of human
life render self-defeating (and hence irrational) the democratic
aspiration to empower and improve society by liberating it.
Most of the historical and contemporary contributions to what we
today call "democratic theory" can plausibly be seen as attempts to
confront, dispel, or cope with particular variants of this nightmare.
Opponents of the Ancien Regime monarchies needed Rousseau to explain
how citizens could collectively identify and pursue their own
Colin Bird is Assistant Professor of Government and Foreign
Affairs at the University of Virginia. He is the author of several
articles on political neutrality and self-government. His book, The
Myth of Liberal Individualism, was recently published by Cambridge
University Press.
common good better than an enlightened despot who claimed to
represent them; early Americans needed Madison to explain how
democratic conflict could be exploited to combat rather than
exacerbate the perceived instability of democratic self-rule;
reluctant parliamentary reformers in nineteenth-century Britain needed
Mill to explain how wider political participation might edify rather
than corrupt public debate; cold warriors needed Schumpeter to
redefine democracy so as to reconcile the democratic pretensions of
the liberal nation-state with its systematically oligarchical reality.
Convincing or not, these contributions all presuppose some
interlocutor who charges either that democratic attempts to secure
important public benefits are typically self-defeating, or that
non-self-defeating social action must be basically undemocratic.
Historically, such charges haven't just reflected anti-democratic
prejudice. This is presumably one reason why we are able to take the
idea of democratic theory at all seriously: if there were nothing but
unreasoned fear and prejudice fuelling the democratic nightmare,
theoretical argumentation would hardly seem a necessary or appropriate
response. Only reasoned challenges to democratic politics call for, or
deserve, reasoned apologias.
The two works of democratic theory under consideration here
confront, more or less explicitly, and with mixed success,
contemporary variants of the democratic nightmare. This is harder to
see in the case of Gutmann and Thompson's Democracy and Disagreement,
because the authors decline to offer a systematic justification for
the form of democracy that they recommend (7). Instead, the book
engages a particular debate among proponents of democratic politics.
As the authors conceive it, the participants in this debate all
acknowledge the need to constrain democratic rule in various ways, but
disagree about the form and location of the appropriate constraints.
Gutmann and Thompson oppose those who would limit these constraints to
either (a) a series of rules of a purely procedural nature, intended
to ensure that the political process is fair and/or (b) a set of
constitutionally defined and judicially enforced restrictions intended
to ensure that certain fundamental social values are upheld (27-39).
Gutmann and Thompson don't deny the importance of these sorts of
constraints, but rather want to embed them within a braoder and in
their view more basic set of democratic contstraints (40). They
formulate these broader constraints as a set of rules of moral
argument tio guide citizens' (not just judges' or academics' [4-5,
45]) deliberations about public policy. On their model, principles of
"reciprocity," "publicity," and "accountability" structure the
deliberations themselves, and determine what counts as an appropriate
resolution, while the values of "basic liberty," "basic opportunity,"
and "fair opportunity" form the subject matter of the deliberation
(348). According to Gutmann and Thompson, by observing these
principles citizens can make up a "deliberative deficit" whose
contemporary symptoms include "communicating by soundbite, competing
by character assassination, and resolving political conflicts through
self-seeking bargaining" (12).
A critic of democracy might reasonably regard these as chronic
and perhaps decisive failings of representative democracy. However,
Gutmann and Thompson aren't ready to give up on democracy, and they
suggest that deliberative democracy will yield public decisions that
are "more morally legitimate, public-spirited, mutually respectful,
and self-correcting." As they concede, this "is more than democracy in
America now offers most of its citizens most of the time" (51). The
clear implication is that contemporary "soundbite" democracy typically
produces morally questionable outcomes, undermines mutual respect and
fellow-feeling among citizens, and fails adequately to correct its own
mistakes. It is here that Democracy and Disagreement offers a
response, albeit tentative, to a familiar contemporary variant of the
democratic nightmare. Gutmann and Thompson want to convince us that
their deliberative principles can inject (a currently often absent)
moral coherence and rationality into the democratic process. By
encouraging a sense of "collective moral purpose" (62), deliberative
democracy can express "as complete a conception of the common good as
is possible within a morally pluralistic society" (93).
Democracy and Disagreement does not set out to vindicate
deliberative democracy against all-comers. Instead, Gutmann and
Thompson aim simply to sketch the outlines and likely virtues of a new
democratic model and to invite further reflection on its prospects.
However, the idea that their recommended forms of deliberation can be
expected to enhance democratic debate and decision-making is open to
question.
By what standard do Gutmann and Thompson assess the quality of
debate and decision for the purposes of developing their account of
democratic deliberation? Throughout the book, they insist that the
relevant test concerns the degree to which procedural, constitutional,
and deliberative democracy can "resolve" moral disagreement. But why
should this be the appropriate barometer of the relative merits of
these three kinds of democracy? The answer suggested by Gutmann and
Thompson in several passages is that all three conceptions accept the
principle that political decisions ought to be justified on the basis
of reasons that are acceptable to citizens bound by them (26, 39). I
doubt that this is a sufficient answer. Gutmann and Thompson here
mobilize a very vague principle of political legitimacy and authority
accepted by a huge range of theories (democratic and nondemocratic).
Plausible as it is as a general condition for legitimacy, it
nevertheless leaves us well short of the demand that citizens publicly
resolve their moral differences as far as possible.
Moreover, focusing exclusively on this aim surely reflects an
oddly narrow view of the point of the democratic project. Far more
natural criteria by which to judge the merits of different democratic
forms might include the extent to which they: empower citizens,
realize the value of self-government, curb the power of elites, make
society more just, encourage worthwhile forms of life, etc. And why
would realizing any of these less obliquely salient goals necessarily
require citizens to aim as far as possible for public "resolutions" of
their moral disagreements? Perhaps suitably empowered, self-governing,
just, and worthwhile forms of life are ones in which most moral
disagreements are authoritatively settled without "minimizing
rejection" (85) of views held by citizens. Setting aside cases in
which moral disagreement threatens serious social dislocation or
instability (which seem irrelevant to the proposed comparison between
procedural, constitutional, and deliberative democracy), public moral
reconciliation isn't automatically self-justifying.
Gutmann and Thompson, of course, aren't expecting citizens to
reach comprehensive moral consensus on all disputed questions. Still,
their form of deliberative democracy "imposes obligations on citizens
to seek moral accommodation when their comprehensive conceptions
differ" (39). But perhaps democrats, and particularly deliberative
democrats, might reasonably view this obligation as a liability, not
an asset. Could they not conclude that the perpetual imperative to
"economize" on disagreement is likely to constipate the deliberative
process? Or that sometimes a bit of healthy disrespect is a reasonable
price to pay for a robust democratic discourse that realizes the value
of self-government or strives with "collective moral purpose" to
eliminate injustice? If so, such democrats could reasonably reject
both Gutmann and Thompson's model of deliberation and the criterion by
which they favorably contrast it with procedural and constitutional
democracy.
Suppose, however, we concede this point to Gutmann and Thompson.
Could we then accept their argument that deliberative democracy
promises to "resolve" moral disagreement more "satisfactorily" than
its competitors? For this argument to be convincing, we would
obviously need a fairly clear account of what makes some "resolutions"
of moral disagreement more "satisfactory" than others. Unfortunately,
Gutmann and Thompson leave this crucial issue fuzzy. At different
points, they suggest that more "satisfactory resolutions" (44) are
those that: increase the likelihood that citizens are able to respect
each other (43, 51, 56, 80), increase the "justifiability" of outcomes
(43), promote "moral learning" (93), are fairer (26, 52-3), are more
likely to elicit citizens' compliance and co-operation (41-2, 67),
enhance civic virtue and public-spiritedness (42). These aren't
obviously equivalent or even compatible (perhaps more "justifiable"
outcomes express "disrespect" toward certain citizens' reasonable
points of view, and perhaps citizens won't want to comply or
co-operate with "fair" decisions). Given this, it is difficult to
extract from Democracy and Disagreement clear reasons for thinking
that deliberative "public reason" improves on other ways of resolving
moral disagreement under democratic conditions.
There isn't space here to examine this question in full, but one
can appreciate some of the relevant issues by contrasting Gutmann and
Thompson's own view with an alternative way of addressing moral
disagreement that they explicitly reject: the model of toleration.
According to them, "toleration requires majorities to let minorities
express their views in public and practice them in private" (61). As
interpreted by Gutmann and Thompson, deliberative democracy goes
beyond this in two ways. First, citizens are asked to resolve
discursively, not merely express, their views in the public sphere.
Second, deliberative democracy requires that citizens aim to respect,
not merely tolerate, each others' views: the deliberative goal of
moral accommodation requires citizens to learn the difference between
"respectable and merely tolerable differences of opinion" and adopt a
"favorable attitude toward" those with whom they disagree (79, 93).
Although Gutmann and Thompson aren't clear on this point, it seems
reasonable to suppose that the model of toleration affiliates most
naturally with a constitutional conception of democracy. Certainly,
one very obvious way of institutionalizing toleration is to impose
firm constitutional restrictions on the rights of majorities to
interfere in others' ways of life. In any case, Gutmann and Thompson
clearly oppose this way of dealing with moral disagreement: "mere
toleration...locks into place the moral divisions in society and makes
collective moral progress far more difficult" (62-3).
But is it obvious that this approach to moral disagreement is
inferior to Gutmann and Thompson's deliberative alternative? Suppose
we concede to Gutmann and Thompson the claim that "resolutions" of
moral disagreement are more "satisfactory" insofar as they promote
greater mutual respect among citizens who disagree. Even judged by
this standard, it seems to me an open question whether deliberative
democracy is a better way of coping with moral disagreement than the
model of toleration. It is true that if "mutual respect" requires a
strongly "favorable attitude" toward those with whom one disagrees or
"collective acceptance of individual moral beliefs" (93), then the
model of toleration doesn't demand or expect citizens to display it in
the context of political debate. But by itself this claim is hardly
decisive. A defender of toleration can respond in several ways.
First, she might deny that Gutmann and Thompson can simply
arrogate all desirable forms and elements of "respect" to their own
view. "Respect" and "mutual respect" are vague terms that gesture
toward a cluster of complex and underspecified moral claims and
attitudes. Given this, it isn't obvious that one who rejects
deliberative democracy and opts instead for the model of toleration
also rejects mutual respect. For example, in the current climate, I
find it very hard not to regard the views of the NRA and of those who
oppose strict gun control with contempt. Presumably, however,
deliberative democracy would impose upon me an obligation to
accommodate these views when I deliberate with my fellow citizens
about gun control policy. But suppose I reject this requirement, and
choose instead to express my intransigent views about the gun lobby
within the looser terms of democratic debate implied by the model of
toleration. Gutmann and Thompson might then accuse me of failing to be
appropriately respectful toward those with whom I disagree. But to
this I can reasonably reply that the model of toleration has its own
account of "mutual respect." While under the model of toleration I'm
not required to affirm the respectability of the NRA's views, I am
obliged to respect the constitutional rights of the NRA to defend
them, and those of other citizens to make up their own minds. This
demands much less than deliberative accommodation, but upholding
others' constitutional rights does arguably express a kind of respect
toward them. In the absence of some fuller argument for the claim that
this constitutionally mediated kind of respect is insufficient, the
vague concept of "mutual respect" can't automatically serve as a
tie-breaker between deliberative democracy and the constitution of
toleration.
Second, while it is true that toleration doesn't demand that
citizens strongly affirm the respectability of views they reject, or
impose obligations upon citizens to reach binding accommodations
through public deliberation, that doesn't mean that it prevents
dissenting citizens from developing strong attitudes of mutual respect
in other ways. All that it means is that we shouldn't necessarily
expect public debate about social policy to foster appropriately
respectful attitudes toward those with whom one is arguing. Sometimes,
Gutmann and Thompson seem to imply that if citizens fail to develop
attitudes of mutual respect in this context, there are no other venues
or ways in which citizens might learn to respect each other's moral
views. Thus they say that under the model of toleration, "[c]itizens
go their separate ways, keeping their moral reasons to themselves,
avoiding moral engagement" (62).
However, such claims are almost certainly exaggerated. Political
debate that aims for an authoritative resolution of moral disagreement
is only one arena within which I interact with my fellow citizens and
can learn about their "moral reasons" and beliefs. Indeed, the
proponent of democratic toleration might plausibly suggest that this
is a particularly unsuitable arena for fostering attitudes of mutual
respect. Perhaps the highly charged context of debate over public
policy, in which entrenched social interests are playing for high
political stakes, and where individuals often become psychologically
invested in their positions, tends to exacerbate antagonism and
contention. If so, it might turn out that the model of toleration
actually indirectly promotes greater mutual respect, by encouraging
deliberative encounters among dissenting citizens to take place in
less polarizing environments.
These counterarguments may not be decisive, but I hope they
suggest some of the issues that need to be addressed if Gutmann and
Thompson's project is to be carried forward. It's worth noting that
answering these questions would require at least some consideration of
the practical viability of deliberative public reason. Although
Gutmann and Thompson consider an impressive array of actual political
disputes, they do so mainly to illustrate the moral content of
deliberative democracy, not to assess its viability empirically (7).
Until the empirical preconditions for successful deliberative
democracy are addressed, however, doubts of the sort canvassed here
will remain.
This raises a final question about Democracy and Disagreement:
how is it possible for Gutmann and Thompson to intervene in these
actual debates and recognize appropriately "reciprocal" resolutions
without actually directly consulting the participants, and in the
absence of empirically informed assessments of how one might
reasonably expect deliberations to proceed in practice? The answer to
this question highlights a fundamental feature of their theory:
ultimately, the standard of "justifiability" that deliberative
democracy uses to determine whether an appropriate "resolution" has
been reached is nonempirical. That is, it isn't a question of what
citizens have accepted or likely would actually accept, but of what
they could, and should, accept if they think through the relevant
issues in the appropriate fashion. Whether or not we agree with
Gutmann and Thompson that the institutionalization of deliberative
public reason would be a good thing, it is clear from their own
discussion that one doesn't need to institutionalize it in order to
recognize the sorts of public policies it is likely to recommend. This
is what allows Gutmann and Thompson to enter debates (about, for
example, abortion, paternalism, affirmative action, and environmental
protection) as hypothetical deliberative participants and identify
resolutions that citizens should accept as binding. Gutmann and
Thompson's discussions of these and other cases form the most valuable
parts of their book, and taken as direct theoretical analyses of the
issues, they are always lucid and often thought-provoking. It would be
an excellent thing if citizens deliberating about public policy could
match the standard of argument set by the discussions of such issues
in Democracy and Disagreement.
But what is necessary to make this possible? Again, Gutmann and
Thompson draw back from systematically addressing this question.
However, they make some telling remarks en passant. In one passage,
they concede that certain "background conditions" must be met in order
to prepare citizens for worthwhile deliberative participation, and
they mention: "the level of political competence (how well informed
they are), the distribution of resources (how equally situated they
are), and the nature of political culture (what kinds of arguments are
taken seriously)" (42). Later on, they discuss the kind of "civic
education" that is necessary to sustain deliberative democracy: such
education, they say "would teach children not only to respect human
dignity but also to appreciate its role in sustaining political
cooperation on terms that can be shared by morally motivated citizens"
(66). These aren't insignificant conditions, and realizing them might
require considerable institutional reform. Gutmann and Thompson
sometimes recognize this. For example, they say that cultivating the
appropriate "moral character" is "likely to require some significant
changes in traditional civics education" (359). How might civics
education be re-organized so as to cultivate the appropriate kinds of
civic virtue? Gutmann and Thompson say "it would be pedagogically
self-defeating if schools were to teach this lesson dogmatically or
through indoctrination. But they are not bound to remain neutral on a
question that affects the nature of democracy itself" (66).
This tantalizing formulation raises difficult questions. What
would "not remaining neutral" actually mean in practice? When schools
punish students for cheating or stealing are they neither "remaining
neutral" nor indoctrinating them about good moral behavior? If so,
would the required civics education authorize the punishment of those
who refuse to acknowledge "human dignity" and the values of
deliberative civic virtue? When one asks such questions about this and
all the other preconditions for deliberative democracy mentioned by
Gutmann and Thompson, the democratic nightmare returns to haunt us.
Even if a deliberative, civically virtuous, and mutually respectful
polity is a worthwhile collective goal, it may be that achieving it
would require forms of discipline and social control that are hard to
reconcile with the freedom and equality that democrats
characteristically prize.
It is difficult to imagine a work of democratic theory more
antithetical to Gutmann and Thompson's book than Ankersmit's Aesthetic
Politics. Apart from the fact that he emphatically repudiates the
tradition of Anglo-American analytical political theory within which
Gutmann and Thompson operate, Ankersmit also explicitly rejects many
of the assumptions that underlie their deliberative model. In contrast
to their claim that moral and civic engagement are conditions for
political accommodation, Ankersmit asserts that it "is only because we
do not personally care about every problem confronting society and are
indifferent to a large number of issues that political compromise is
possible at all" (103). And unlike Gutmann and Thompson, Ankersmit
believes that "political debate is positively antidialectic...[T]he
argument of one's opponent has to be rendered innocuous, shown [to be]
not worthy of serious consideration" (106). Such claims illustrate the
deliberately provocative and unconventional tone of this often
dazzling, but profoundly muddled, book.
Ankersmit's goal is to introduce and defend a form of
"aesthetic" political philosophy. He believes that this is a necessary
task because he thinks that almost all mainstream forms of political
analysis remain mired in the bankrupt assumptions of what Richard
Rorty and other so called "postmodern" writers call "the metaphysical
tradition." According to Ankersmit, we can fully escape the pervasive
"neo-stoicism" of these modern modes of thought only by embracing
completely his alternative "aesthetic" approach (119). Instead of
trying to excavate foundational political truths, "postmodern
aesthetic political theory" artfully reconstructs political reality in
the manner of painters or composers (161). The chief intellectual
resource on which this alternative kind of political understanding
draws is the practice of historical interpretation, which Ankersmit
also takes to be essentially aesthetic. This is one reason why the
centerpiece of Aesthetic Politics is an extended meditation on the
historical predicament of modern representative democracy (350).
Ankersmit chooses to illustrate the modus operandi of aesthetic
political philosophy by offering a challenging and marvelously erudite
historical interpretation of representative democracy in Europe and
America.
Ankersmit has an additional reason for using representative
democracy as a testing ground for aesthetic political theory, and it
is here that the democratic nightmare again comes into view. He
believes that contemporary democracy is in trouble: "we all know that
there is something fundamentally wrong in the relationship between the
citizen and the late twentieth-century democratic state that we all
want to mend--but we simply do not know how to mobilize our collective
will." For Ankersmit, this situation is exemplified in the "unchecked
reign of unintended consequences that is the major political problem
of our age" (12). Though Ankersmit concedes that the problem of
unintended consequences is a generic feature of human affairs (and
compares it to Machiavelli's Fortuna), he nevertheless believes that
this problem has been greatly exacerbated in recent history. He cites
environmental exploitation, overpopulation, and the self-defeating
character of much modern welfare policy as examples of the failure of
democratic states to control the forces they have deliberately
unleashed (13, 220, 370). Such problems expose the debility of
contemporary democratic government, and for Ankersmit the "greatest
challenge for the future will be how to deal with this kind of problem
without falling back into new forms of feudalism and autocracy" (152).
Ankersmit thinks that contemporary political theory, still hopelessly
snarled in the "inevitable fiascoes" of neostoicism, has been blind to
the predicament of representative democracy and is unable to recommend
appropriate responses. Only his own aestheticized political theory is
up to the task of saving democracy from itself.
Why is traditional democratic theory ill-equipped to respond to,
and indeed detect, this new variant of the democratic nightmare?
Ankersmit's answer is that neostoic metaphysics encouraged generations
of theorists to construe democratic representation mimetically. On
this view, the goal of democratic politics is for representative
institutions to act in accordance with some putatively independent and
objective entity like "the public interest" or the "will of the
people." But such a project presupposes that we can objectively
measure the degree of correspondence between (say) the wishes of the
represented and the actions of the representative, an assumption that
cannot survive the postmodern assault on all notions of objective
correspondence (38). In order to supersede this alleged confusion we
must understand democratic representation along aesthetic lines.
Instead of aiming for photographically accurate depictions of that
which they represent, aesthetic representations offer creative
reconstructions that "substitute for reality" (45-51).
As should by now be clear, Ankersmit is a (high) priest of
(high) postmodernism: he wants to do for postmodern democracy what
Schoenberg did for chromaticism. Aesthetic Politics is the most
substantial and ambitious contribution to democratic thought that
"postmodern theory" has yet offered. As such, it affords a unique
opportunity to assess the usefulness of postmodern paradigms for
democratic theory. Unfortunately, Ankersmit's attempt to marry
democracy and postmodernism is deeply problematic.
To begin, why is it obviously useful to project debates about
democratic representation onto the characteristic postmodern
distinction between discourse that tries to "mirror" reality (the
"metaphysical" tradition) and discourse that aims at aesthetic
redescription? Even if we concede (for the sake of argument) the
validity of the postmodern assault on traditional epistemology, it's
not clear that the point carries over unproblematically into the arena
of democratic representation. Perhaps there is a rough analogy between
the aspiration to reflect accurately some mind-independent reality and
the attempt to disclose the real will or interest of the people for
the purposes of impartial political representation. But there are
several disanalogies that Ankersmit doesn't adequately address.
One very basic disanalogy can be brought out in the following
way. In the second context, the relevant standard of "impartiality" is
a moral one, whereas in the first the operative criterion of
"objectivity" refers to some nonmoral measure of accuracy or
correspondence. Even if we accept the postmodern argument that no
viable measure of correspondence is available for those seeking to cut
nature at its joints, why would that show that moral impartiality is
similarly problematic? Consider, for example, the case of a corrupt
military regime that uses force and intimidation to maintain the rule
of an unaccountable, self-serving cabal of oligarchs. The oligarchs
and their military associates claim to represent the best interests of
the public, but actually they exploit their power to subsidize their
own lavish lifestyle and to protect themselves against popular
insurgency. Most of us would be inclined to say that this regime's
claims to be genuinely representative are transparently spurious. Is
it clear that when we do so, we automatically fall into naively
mimetic understandings of representation, as Ankersmit suggests (38)?
I don't think so: when we indict this regime's
unrepresentativeness, we aren't claiming that the regime is
inaccurately depicting the interests of the citizens, or failing to
perceive objectively the "will of the people." The problem is rather
that the regime simply disregards any considerations other than its
own partisan interest, and that this is unfair. The appropriate remedy
for this would not be an optimally accurate representation of the
public interest (whatever that might mean), but rather a regime in
which the partisan interests of the current ruling elite don't enjoy
an arbitrary and unjustified privilege. The issue here isn't accuracy,
but fairness. This kind of representation is more or less "impartial"
insofar as it gives due weight to all relevant social interests. It is
this ethical standard of representation, or something close to it,
that I take to be primarily relevant to democratic theory. But
identifying this with the goal of reflecting "the people represented
as accurately as possible" (28) seems to me to miss its point.
Ankersmit's determination to assimilate these two forms of
representation results in a caricatured account of traditional
theories of democracy. Ankersmit claims that on the traditional,
nonaesthetic view, "the identity of the represented and the person
representing is the ideal of all political representation" (28). In
one sense, Ankersmit is right; democrats' characteristic (and in
Ankersmit's eyes misplaced) enthusiasm for popular sovereignty and
forms of direct democracy supports this assertion. But Ankersmit
interprets this in a misleading way. It's not true that democrats have
advocated narrowing the gap between representatives and represented
because they aim for mimetic accuracy. Rather, they have argued that
narrowing this gap increases the likelihood that citizens' interests
and points of view will be given a fair hearing, and guards against
the possibility that certain social groups enjoy unjust privileges.
Again, the argument centers on norms of justice and fairness, not
standards of mimetic correspondence.
These points can be reinforced by reflecting on the practice of
democratic representation. From the perspective of traditional
democratic theory, it seems eccentric to think of democratic
representatives, like senators or ministers of state, giving
descriptions of their constituents and the citizens they represent in
either mimetic or aesthetic terms. The relevant relations of
representation are wholly different. They involve, for example,
interpersonal practical relations of authority, delegation,
accountability, and trust that just don't naturally map onto the model
of intellectual reflection that is in play in the epistemological
arguments that have made postmodernism famous. It's true that senators
and other public officials need to "know" what their constituents want
from, and expect of, them. But the activity of representation doesn't
consist in gathering this information (38-9), but rather in being
authorized to act upon it in various complicated,
institutionally-specified ways.
Ankersmit's obsession with the slogans of postmodernism, then,
cause him to beg all the important questions against ethical theories
of democratic representation. But even if his criticisms of
traditional democratic theory are misguided, it is still possible that
Ankersmit's alternative analysis of democracy contains important
insights. Does postmodern, aesthetic political theory provide valuable
hints as to how representative democracy can survive and flourish in
the "Age of Unintended Consequences"?
The key to Ankersmit's nonmimetic theory is the idea that
representative democracy is essentially a device for controlling a
particular kind of social conflict (123). According to Ankersmit,
representative democracy originated as a way of negotiating an
historically specific conflict between post-Enlightenment ideologies
of tradition and revolutionary reform (137f). Democracy deals with
this enduring legacy of the French revolution by channeling
revolutionary and reformist aspirations through the party political
system. But this way of taming the revolutionary impulse requires
maintaining a delicate balance, a "juste milieu," between the state
(which instinctively resists change and seeks to avoid conflict [110])
and elements of civil society (which seek in various ways to capture
the state to further some reformist agenda [138]). But in the "Age of
Unintended Consequences," the state is constantly tempted to address
macro-social problems (e.g., the degradation of the environment,
welfare policy) in neofeudal or autocratic ways, and this threatens
the equilibrium between state and civil society on which
representative democracy depends (150-154, 194-211). This brief
summary of Ankersmit's characterization of modern democracy doesn't do
justice to the richness of his discussion. His account of the nature
and historical predicament of representative institutions is largely
independent of its problematic postmodernist setting, and it deserves
to be taken seriously.
However, Ankersmit's aesthetic response to this predicament is
another matter. It's not just that Ankersmit regards all ideals of
direct democratic control and popular sovereignty as obsolete and
delusive, though this will be bad enough for many democrats. There are
deeper worries. For one thing, Ankersmit effectively concedes that
problems like environmental degradation are more effectively dealt
with autocratically than democratically (150-153). Again and again,
Ankersmit calls for a stronger state, and he makes it clear that this
is likely to require insulating complex policy arenas from direct
democratic influence. It will be better for all of us if (for example)
the environmental issue is dealt with by experts. This is not the sort
of job for which representative democracy is best suited. What role
then is left for aesthetic representation, and how will it help us to
"mobilize our collective will"?
Ankersmit's answer centers on the aesthetic category of "style."
The role of the democratic "stylist" is artfully and creatively to
"represent" public policy to civil society (voters) (54). On this
view, the state assumes the role of a canvas or "scene" (372), on
which creative politicians paint (and thereby politically organize) an
aesthetically appealing portrait of how civil society's conflicting
aims, fears, and desires are reconciled with each other and with
public policy. Just as artistic "style" permits painters to produce
compelling portraits, so political "style" enables the skilled
politician to "organize political knowledge" (39) in a powerful and
stabilizing way (157). As the picture is painted (and presumably
endlessly repainted), the state assumes a "representation" that
reflects civil society to itself (191). The institutions that
facilitate this ongoing process are political parties, as they vie for
the allegiance of voters and craft manifestoes and platforms (370).
Ankersmit maintains that using the medium of party politics to effect
this sort of aesthetic self-representation is a desirable substitute
for the traditional but defunct democratic goal of self-government.
Such puns on the word "representation" are presumably the
essence of aesthetic virtù, but what would aesthetic democracy
actually look like? Ankersmit's proposal suggests a dualist view. The
responsibility for addressing large-scale social problems will be left
to a stronger, less accountable state (360), and its decisions will
likely be made extrademocratically (151-152). Meanwhile, the party
system (which Ankersmit regards as part of the state, a sort of
ministry of ideological conflict resolution) will work on civil
society's self image. Through skillful aesthetic redescription,
citizens will be led to recognize themselves in the "representation"
of the state disseminated by party political "stylists." On this view,
citizens learn to see the state's actions as their own, but only in
the "hyper-reality" of rhetorical self-representation (150, 210). It
turns out, then, that for Ankersmit the democratic future lies not in
increasing citizens' control of public policy, but rather in
politicians like Ronald Reagan (Ankersmit's paradigm of the political
"stylist" [158]) and institutions like advertising companies, already
quite adept at using aesthetic techniques to reduce consumers'
cognitive dissonance. But to see these agencies as the vanguard of
democratic renewal strikes me as perverse. Today, while key political
decisions affecting our livelihood and future are made in secret by
unaccountable organizations like central banks, political parties seem
obsessed with issues of political style ("spin") to the exclusion of
substance. It is hard to see how democrats could possibly be
enthusiastic about these developments, but Ankersmit's theory implies
that democrats should welcome and embrace them. If this is the best
future for which friends of democracy can hope, who needs the
democratic nightmare?
Democracy and Disagreement and Aesthetic Politics are both
attempts to redeem the promise of democratic politics at a time when
its recent successes around the world ring strangely hollow. But their
diagnoses and proposed remedies move in opposite directions. Like many
today, Ankersmit is tempted by the cut-price radicalism advertised by
theorists of the "postmodern." This drives him to view such
traditional democratic values as self-government and fair
representation as useless relics of a now defunct "metaphysical
tradition." Whether or not that tradition (if it really exists) is
worth defending, I fail to see the utility of associating it with such
perfectly reasonable social ideals as fair representation and
self-government. The idea that these values are merely the idle
daydreams of a certain foolish philosophical culture is an insult to
those who have fought to realize them. Moreover, Ankersmit's aesthetic
remedies seem less a solution than a surrender to the more problematic
features of modern representative democracy.
By contrast, Gutmann and Thompson's work is both more compelling
and more promising. But this is at least partly because it is
difficult, perhaps impossible, for us to oppose wholeheartedly the
idea that democracy should become more deliberative. The reason for
this is that those attributes of which we humans are typically most
proud (intelligence, forethought, consideration, magnanimity,
fair-mindedness, detachment, etc.) are already built into our concept
of deliberation. Gutmann and Thompson have made a useful start on
reconciling these deliberative virtues with democratic ideals and
procedures. But can their sort of deliberative democracy shift the
burden of proof back onto the shoulders of those under the sway of the
democratic nightmare? Is it likely that deliberative ideals and
democratic practice can cooperate rather than endanger each other?
Readers of Democracy and Disagreement will find that these remain open
questions.
More information about the paleopsych
mailing list